Illinois Department of Financial & Professional Regulation Illinois Department of Financial & Professional Regulation
 
Manuel Flores, Acting Secretary  
Pat Quinn, Governor
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Policies, Procedures and Exam Guidelines
 

The following policies, procedures and examination guidelines are designed to replace the policies and procedures contained in the orange "Illinois Banking Policies and Agency Rules" manual formerly published by the Illinois Commissioner of Banks and Trust Companies.

These policies, procedures and examination guidelines are not administrative rules but are designed to state the Agency's position or policy on a certain matter or outline an examination procedure utilized by the Agency.

This is not a comprehensive listing of all policies, procedures and examination guidelines of the Bureau of Banks and Trust Companies but rather are those which are most frequently asked by bankers and attorneys representing banks and trust companies.

The statements contained in this section are subject to revision and may in the future be codified as part of the administrative rule making activities of the Agency.

 
  POLICY
STATEMENT

TOPIC

     
  1000 AFFECTING ALL DIVISIONS OF THE BUREAU
  1001 Appeal of Examination Findings (Rescinded 1/5/2004; 1001 Replaced with 38 Ill Adm Code 385)
  1002 Disclosure of Enforcement Actions
  1003 Meetings By Means of Electronic Device
  1004 Reliance on Rules, Interpretations or Opinions Issued by the Bureau of Banks and Trust Companies (Revised 1/14/98)
  1005 Interagency Statement on Retail Sales of Nondeposit Investment Products
  1006 Year 2000 Rating System (Rescinded 12/31/2001)
  1007 Uniform Rating System for Information Technology (NOTE: This document is in Adobe PDF Format)
  1008 Schedule of Fees
  1009 Guidance Concerning the Employment Practices of Regulated Institutions
     
     
  2000 COMMERCIAL BANKING
  2001 Eliminating Violations of Law Pertaining to Lending, Investment and Lease Limitations
  2002 Special Mention and Adverse Classification Guidelines (NOTE: This document is in Adobe PDF Format)
  2003 Bank Lease Agreements with Insurance Registered Firms and Insurers
  2004 IRA and Keogh Accounts
  2005 Gold Dealing
  2006 Bank Purchase of Life Insurance
  2007 Campaign Contributions
  2008 Uniform Financial Institutions Rating System
  2009 Minimum Organizational Capital Requirements for State Banks
(Rescinded 1/5/2004; 2009 Replaced with 38 Ill Adm Code 310)
  2010 Branch Names
     
     
  3000

CORPORATE TRANSACTIONS AND ACCOUNTING ISSUES

  3001 Quasi-Reorganization
  3002 Goodwill
     
     
  4000 FIDUCIARY ACTIVITIES
  4001 Uniform Interagency Trust Rating System
  4002 Minimum Organizational Capital Requirement for Illinois Trust Companies
(Rescinded 1/5/2004; 4002 Replaced with 38 Ill Adm Code 310)
  4004 Annual Audit of Corporate Fiduciaries
(Rescinded 12/31/2002)
  4005 Annual Audit of Illinois Trust Companies
  4006 Reporting of Robbery, Shortage, or Misapplication of Funds
     
     
  5000 INTERNATIONAL BANKING
  5001 Rating System for U.S. Branches and Agencies of Foreign Banking Organizations
 
 
 
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